Elevate your career in regulatory compliance at RBC as an Analyst in Toronto. Focus on OTC derivatives and ensure adherence to crucial reporting regulations.
This role in the CM Canadian Regulatory Services team is pivotal for enforcing compliance with various global regulations, including those from CFTC and SEC. Responsibilities encompass daily monitoring, investigations, and reconciliations, ensuring proper function within the operational setup. Utilize your analytical skills to manage exception monitoring and reporting to uphold the integrity of trade reporting processes.
Key Responsibilities:
• Conduct detailed daily trade reporting reconciliations
• Analyze exceptions and determine remediation actions
• Monitor post-trade exceptions for compliance adherence
• Collaborate across departments to address regulatory issues
• Document processes and propose improvements for efficiency
Requirements:
• 1+ years of experience in an operational role
• Bachelor'...