Seize the chance to work as an Associate in Equity Capital Markets at Richardson Wealth on a 12-month contract. This role focuses on supporting Investment Advisors with crucial private placement activities.
As a pivotal member of the Equity Capital Markets team, you'll work alongside seasoned professionals to manage non-brokered placements and related settlements. Your keen attention to detail and proactive approach will ensure effective collaboration with diverse partners, from issuers to legal counsel. This is your opportunity to shine in a dynamic, advisor-driven culture.
Key Responsibilities:
• Manage private placements through submission, communication, and settlement
• Support transactions with dealers and track financial orders
• Ensure all activities comply with internal policies and regulations
• Maintain comprehensive records and accurate documentation
• Conduct inventory management tasks using Dataphile and NIAD
Requirements:
• 5+ years in financia...