Job Description

The Private Bank and Wealth Management Securities Operations consists of various functions, such as Settlements, Transfers, Asset Servicing, Retirement, and Asset Movement.

The Customer Transfer team is responsible for the transfer of assets to and from the client’s accounts, based on instructions provided by Financial Advisors and counter broker institutions. The team’s interaction with the client is through Financial Advisors, or SDI Team for all transfers submitted by Client on Digital Platform.

Department Functions

• ACAT Receive
• ACAT Delivery
• Non-ACAT Receive
• Non-ACAT Delivery
• Direct Registration Service (DRS)
• Mutual Fund Transfers Receives
• Mutual Fund Transfers Deliveries
• Fail Reversals

Responsibilities

• Understand the function and relevant processes end to end. Cross training is implemented on a monthly basis, giving the team resilien...