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Compliance Manager, PCG Strategy & Reporting
Raymond James Financial, Inc.
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Saint Petersburg, United States
Location
Saint Petersburg
Posted
June 30, 2026
Commute
Local Area
Local Opportunity Near You!
This job is in your area. Enjoy a short commute and work close to home.
Job Description
**Essential Duties and Responsibilities**
+ Manages and tracks issues and action plans owned by PCG & Asset Management Compliance from identification to completion to ensure transparency, accountability, and resolution.
+ Interfaces with associates of varying levels of seniority to document and manage issues.
+ Coordinates with Internal Audit, Compliance Testing, Regulatory Exams and Inquiries Management Compliance and Risk Management for issues and action plans identified outside of PCG & Asset Management Compliance.
+ Assists in coordinating with PCG & Asset Management teams to ensure accurate, complete, and timely status updates are received for issues, regulatory changes, and emerging risks.
+ Prepares and delivers written and oral presentations to management as needed.
+ Participates in projects/initiatives as needed.
+ Performs other duties and responsibilities as assigned.
**Knowledge, Skills, and Abilities**
**Knowledge of:**
+ Manages and tracks issues and action plans owned by PCG & Asset Management Compliance from identification to completion to ensure transparency, accountability, and resolution.
+ Interfaces with associates of varying levels of seniority to document and manage issues.
+ Coordinates with Internal Audit, Compliance Testing, Regulatory Exams and Inquiries Management Compliance and Risk Management for issues and action plans identified outside of PCG & Asset Management Compliance.
+ Assists in coordinating with PCG & Asset Management teams to ensure accurate, complete, and timely status updates are received for issues, regulatory changes, and emerging risks.
+ Prepares and delivers written and oral presentations to management as needed.
+ Participates in projects/initiatives as needed.
+ Performs other duties and responsibilities as assigned.
**Knowledge, Skills, and Abilities**
**Knowledge of:**