Join BMO Financial Group as a Compliance Manager to lead a proactive compliance team. Influence business strategies with your deep regulatory insights and a strong sense of compliance culture.
As a Compliance Manager, you will focus on mentoring employees and ensuring adherence to compliance standards while supporting executive decision-making. Your role is pivotal in managing compliance risks by developing effective remediation strategies and maintaining strong industry knowledge.
Key Responsibilities:
• Mentor a high-performing compliance advisory team
• Provide insights on industry best practices and regulations
• Oversee compliance and risk management programs
• Conduct advertising reviews and conflict assessments
• Serve as primary contact for regulatory examinations
Requirements:
• 5+ years of compliance experience in the dealer space
• Expertise in CIRO and AMF compliance rules
• Proven leadership and coaching skills
• Strong writing and commu...