Compliance Officer, Trade Surveillance (OTC)
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Job Description
Requisition ID: 254985ย
Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.
Purpose
Contributes to the overall success of theย Global Compliance Trade Surveillance Department (โGCTSโ) within Global Banking and Markets & Treasury (โGBM&Tโ) Compliance in Canada,ย ensuring specific individual goals, plans, initiatives are executed / delivered in support of the teamโs business strategies and objectives. The Compliance Officer (โCOโ) is responsible for carrying out certain Tier 2 compliance activities for assigned internal business groups in accordance with global and local regulatory requirements as well as internal policies and procedures.
Accountabilities
Conducts post-trade market related surveillance to adjudicate alerts within the ...