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Compliance Officer, Trade Surveillance (OTC)

๐Ÿข
Scotiabank
๐Ÿ“ Toronto, Canada
๐Ÿ“
Location Toronto
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Posted March 22, 2026
๐Ÿš—
Commute Local Area
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Job Description

Requisition ID: 254985ย 

Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.

Purpose


Contributes to the overall success of theย Global Compliance Trade Surveillance Department (โ€œGCTSโ€) within Global Banking and Markets & Treasury (โ€œGBM&Tโ€) Compliance in Canada,ย ensuring specific individual goals, plans, initiatives are executed / delivered in support of the teamโ€™s business strategies and objectives. The Compliance Officer (โ€œCOโ€) is responsible for carrying out certain Tier 2 compliance activities for assigned internal business groups in accordance with global and local regulatory requirements as well as internal policies and procedures.

Accountabilities

  • Champions a customer focused culture to deepen client relationships and leverage broader Bank relationships, systems and knowledge.


  • Conducts post-trade market related surveillance to adjudicate alerts within the ...

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    ๐Ÿ“ Location Details

    ๐ŸŒ†
    City
    Toronto
    ๐Ÿ—บ๏ธ
    Country
    Canada
    ๐Ÿš—
    Commute
    Local Area

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