Drive success in compliance with the Manager, Compliance Testing role at a leading financial institution in Toronto, Ontario. Focus on testing controls in Canadian Banking and Wealth Management to mitigate regulatory risks.
As a key member of the Testing Team, you will oversee the execution of the compliance testing program across Canadian Banking and Wealth Management. Your expertise in regulatory compliance will ensure effective operations and adherence to standards. Collaborate with various stakeholders to document assessments, validate actions taken, and enhance testing processes.
Key Responsibilities:
• Execute compliance testing to identify regulatory risks
• Assess control effectiveness in banking operations
• Document findings and prepare testing reports
• Promote efficiencies through automation and data analytics
• Collaborate with Global Compliance and stakeholders
Requirements:
• Bachelor’s degree with 5+ years in financial services
• Strong kno...