Become a Compliance Associate at Dixon Mitchell Investment Counsel in Vancouver. Contribute to compliance function success by using your detail-oriented and communication skills.
This full-time role is pivotal in ensuring adherence to regulatory requirements. You will engage in compliance audits, risk assessments, and staff training, focusing on continuous improvement and effective collaboration across departments.
Key Responsibilities:
• Implement and maintain compliance procedures
• Conduct regular compliance audits and assessments
• Act as a regulatory liaison for timely reporting
• Provide training to staff on compliance practices
• Investigate and resolve compliance issues promptly
Requirements:
• Strong understanding of regulatory compliance
• Excellent communication and analytical skills
• Experience in investment management preferred
• Detail-oriented with sensitivity to documentation
• Bachelor’s degree in Business, Law, or related discip...