Join Richardson Wealth as an Associate in Equity Capital Markets for a 12-month contract. This role focuses on private placements, providing direct support to Investment Advisors and ensuring compliance across transactions.
In this contract position, you will support senior team members in executing private placements and managing settlement activities. Your proactive approach and detail-oriented nature will enhance communication with issuers, Investment Advisors, and legal counsel. Strong relationship management and organizational skills will be key as you navigate this fast-paced environment.
Key Responsibilities:
• Manage non-brokered private placements from submission to settlement
• Coordinate brokered financings, tracking orders, and transactions
• Ensure compliance with firm policies and regulatory standards
• Maintain accurate transaction records and documentation
• Perform daily inventory management using Dataphile and NIAD
Requirements:
• 5+ years i...