Become a pivotal Senior Compliance Specialist with a hybrid work model. Focus on strategic compliance guidance and drive Enterprise Risk Management initiatives.
This senior position reports to the Vice President of Enterprise Risk and Business Improvement. You will collaborate with the Enterprise Risk Committee to facilitate compliance objectives, manage response strategies for issues, and streamline compliance frameworks with various departments such as Legal, HR, and Finance. Your role is key in enhancing the firm's compliance culture.
Key Responsibilities:
• Collaborate with the Enterprise Risk Committee on compliance objectives
• Align compliance frameworks with Legal, HR, and Finance
• Report compliance status to Risk and Legal leadership
• Manage compliance escalation pathways and support systems
• Drive risk and compliance alignment across Operating Groups
Requirements:
• Bachelor's in Finance, Business Law, or related
• Completion of CCO qualifying...