Join TD Securities in Toronto as a Research Supervisor, focusing on compliance and clarity in equity research. Your role will involve critical oversight and editing of public research materials.
This position requires a Bachelor’s degree and over five years' experience as a Supervisory Analyst. You will ensure that research reports meet all regulatory requirements, presenting investment insights clearly and accurately. Your expertise will safeguard our reputation and compliance.
Key Responsibilities:
• Review public research for compliance and clarity
• Ensure timely public release of research reports
• Validate financial figures and estimates
• Confirm adherence to regulatory disclosures
• Collaborate with analysts on content clarity
Requirements:
• Bachelor's degree required
• 5+ years as a Supervisory Analyst
• FINRA Series 16 License is necessary
• Proficiency in editing, proofreading, and organization
• Familiarity with BlueMatrix system pref...