Elevate compliance standards as Manager, Compliance - Tier 1, with IG Wealth Management in Canada. This role combines critical supervision with training and regulatory management.
Join IG Wealth Management as a Manager of Compliance, where you will lead compliance efforts and ensure adherence to regulatory standards. With a robust background—over seven years in compliance—you will supervise trading practices and implement training programs. Your role involves close collaboration with leadership to enhance compliance culture.
Key Responsibilities:
• Review daily trading and account opening processes
• Assist registrants with compliance inquiries
• Oversee regulatory training and supervision schedules
• Develop and coordinate training requirements
• Engage in internal and external compliance audits
Requirements:
• Over 7 years in a compliance role
• Business-related degree or diploma
• Must be CIRO-registered as a supervisor
• Effective communication a...